Falmouth Institute - Title 31 and Suspicious Activity Reporting

This class is not currently scheduled.

Title 31 and Suspicious Activity Reporting
Gaming

Protect the integrity of your gaming operation. Learn how to recognize suspicious transactions and comply with Title 31 regulations. This one-day class covers everything from the history and purpose of Title 31 and a review of its requirements to the complexities of completing the FinCEN 102 and 103 forms in order to report transactions.

Leave this information-packed class with a solid understanding of the many aspects of Title 31, suspicious activity reporting and how to take regulatory enforcement action. Register today!

Topics that will be covered include:

Introduction and Review

History and purpose of Title 31
Statistics on reporting
Review of Title 31 requirements
Bank Secrecy Act
Compliance programs

Case Studies in Title 31 Suspicious Activity Reporting

Background, purpose and statistics
Basic requirements and definitions
Examples of suspicious transactions
Obtaining suspect information
Completing the FinCEN 102 and 103 forms
Critical reminders and compliance

Compliance and Training Compliance Programs

Training programs
Suggested (unofficial) Title 31 Minimum Internal Control Standards (MICS)

Regulatory Enforcement Actions Investigations

Authority to conduct
Penalties
Sanctions

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